Department of Agronomy and Horticulture
New Mexico State University


Introduction to Soil Water Potential

There are two basic methods of characterizing or measuring the water in soil. The first is to measure the amount of water in the soil. This approach is the basis for the soil condition water content. An alternative to measuring the amount of water in soil is to measure the energy state of the water. This approach leads to the soil condition water potential.

Energy State of Water

Water, like all matter, can posses both kinetic and potential energy. Water potential characterizes the potential energy of water in soil. Potential energy is defined as the ability to do work. Work is done whenever: a) an object (i.e. mass) is accelerated through a distance, or b) heat is produced or transferred. Essentially, then, water potential measures the ability of soil water to move and/or produce heat. Water potential is important to any process where soil water moves such as infiltration and redistribution within the soil, or the removal of water from the soil by evaporation or plant uptake.

Measurement of Potential Energy

The absolute potential energy of an object cannot be measured. However, differences or changes in potential energy can be measured. For example, the potential energy of a rock at the top of a hill is different (i.e., higher) than the potential energy of a rock at the bottom of the hill. The potential energy of an individual rock is changed (i.e., increased) as it is raised to the top of a hill. The diference in potential energy between the rock found at the bottom of the hill and the rock at the top of the hill can be measured. The change in potential energy of the individual rock as it is raised up the hill can also be measured.

Differences and changes in potential energy can be measured in terms of work. In an "ideal" system (e.g., no loss of energy to entropy production), the change in potential energy of an object as it moves from one location or state to another is numerically equal to the work required in the move or change of state. The difference in potential energy between two objects is numerically equal to the work required to move the objects to the same state or location. Work, and changes in potential energy can be either positive (+) or negative (-). An object loses potential energy when it does positve work. For example, a rock (spontaneously) rolling down a hill loses potential energy and does positive work. As the rock is moved (by exteranl forces) back up the hill, it gaines potential energy and does negative work. In the latter case, the system (i.e., the source of the external forces) loses potential energy and does postive work.

Purpose and Characteristics of the Soil Water Potential Parameter

The energy state (i.e., potential energy) of soil water is important because of its role in water movement. Therefore, the soil water potential parameter must be defined in a way that helps describe water movement. Water moves from regions of higher "concentration" of potential energy to regions of lower "concentration" of potential energy. The concentration of potential energy is measured as potential energy per unit quantity (e.g., mass, volume, or weight) of water. Therefore the relative concentration of potential energy in the soil water at different locations in the soil must be described. The absolute concentration of potential energy is not important and the total amount of potential energy contained within the body of water is not important to the description of water movement.

For example, common experience tells us that water will flow from a small creek at a higher elevation to a reservoir at a lower elevation. This will happen regardless of whether the creek and the reservoir are located in a valley (lower absolute concentration of potential energy) or at the top of a mountain (higher absolute concentration of potential energy), as long as the relative elevation (relative concentration of potential energy) between the two bodies of water remains the same. Water from the small creek also moves into the large reservoir in spite of the fact that the reservoir as a whole may contain more total potential energy than the creek.

The soil water potential parameter must describe the relative conentration of potential energy in soil water at different locations in the soil and plant sytem. A parameter describing the concentration of potential energy (potential energy per unit quantity of water) is called a potential. Therefore, soil water potential must be a potential. The major constraint on defining the soil water potential parameter is that the absolute potential energy of water cannot be measured.

Definition(s) of Soil Water Potential

The fundamental strategy behind the definition of soil water potential can be understood by considering the following analogy. Suppose our objective is to measure the difference in height between any two buildings in a particular city. We have the constraint of not being able to measure the absolute height of any individual building; however, we can measure the relative height of any two buildings. A resonable solution to this problem is as follows:
Choose one building (either randomly or for some reason of convenience) and call this building the reference building. Define a parameter called DH (Delta Height). Assign each building in the city a value for DH which is equal to the difference in height between the building and the reference building. A building shorter than the reference building is assigned a negative DH while a building taller than the reference building is assigned a positive DH. As a consequence, the reference building has a DH equal to zero. The difference in height between any two buildings is equal to the difference between the DH of each building. Creating the building paramater DH allows the measurement of the relative height between buildings without ever measuring the absolute height of any building.

The strategy for defining the soil water potential parameter is the same as the DH paramter. A reference body of water is defined and the soil water potential of any other body of water is defined as the difference in potential energy concentration (potential energy per unit quantity of water) between the soil water and the reference body of water. The reference body of water is usually called the reference state, and as in the building height analogy, the water potential of water in the reference state is zero.

Soil Water Potential:
  1. The work done per unit quantity of water, by the soil water when moving isothermally, and reversibly from the soil to the reference state.
  2. The difference in potential energy per unit quantity of water between soil water and water in the reference state.

Definition (1) includes the conditions of reversible and isothermal water movement which is required to relate the change in potential energy to work done. Definition (1) also includes an explicit definition of the sign of soil water potential. If the potential energy per unit quantity of soil water is less than water in the reference state then the soil water will be moving "uphill" to the reference state, gaining potential energy, and therefore doing negative work. In this case the soil water will have a negative value of soil water potential.

Definition (2) explicitly describes water potential as a difference in potential energy per unit quantity of water (P) which may be more direct than the reference to work in definition (1). However, there is no explicit indication of the sign of soil water potential contained in definition (2). The implication is that the "difference" in potential energy is defined as the P(soil water) - P(ref state). This will produce the same sign convention as definition (1).

A rigorous definition of soil water potential must include the following three characteristics:

Factors Affecting Water Potential and the Reference State

The soil water potential will change with a change in the potential energy of the soil water. There are several factors that can change the potential energy of the soil water and each of these factors must be characterized in the soil water reference state. Factors that can change the potential energy of soil water include:
Reference State of Soil Water
Pure (no dissolved solutes), Free (free of adsorptive forces), water at a specified temperature and Specified Elevation exposed to Atmospheric Pressure.

Components of Soil Water Potential

If the state of soil water represents a change in any of the factors listed above from the conditions of the reference state, then the soil water potential will be non-zero. The soil water potential represents the net result of changes in all of the factors listed above. However, soil water potential is also divided into component potentials which represent changes in water potential caused by individual factors. The following table shows the component potentials usually given consideration in water flow calculations. A detailed explanation of each component potential is available by selecting the potential from the table.

Components of Soil Water Potential

Factor affecting
Potential Energy
Component nameReference StateSign
Adsorption of Water to SoilMatric PotentialFree Waterneg "-"
Dissolved SolutesOsmotic or Solute PotentialPure Waterneg "-"
Elevation in Gravitational FieldGravitational PotentialReference Elevationpos "+"
(above ref. elev.)
or
neg "-"
(below ref. elev.)
Applied PressurePressure PotentialAtmospheric Pressurepos "+"
(applied pressure)
or
neg "-"
(applied suction)

Composite Water Potentials

Water flow in soils and plants does not always depend on the total water potential, bur rather on special combinations of component potentials. Therefore several composite potentials are defined which consist of combinations of selected water potential components:

Hydraulic Potential

The sum of the matric, pressure, and gravitational potential components.

Water Potential

The sum of matric, osmotic, and pressure potential components.

Total Water Potential

The sum of all soil water potential components.
The sum of Water Potential and gravitational potential components.

Units of Soil Water Potential


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tljones@taipan.nmsu.edu
Last modified 08/09/95